Lucom Advisory
Global Advisory Services
Strategic profiling and due diligence
Authorisations, licensing of regulated activity
Financial crime
s166 guidance and vendor selection
International whistleblower support
Strategic Profiling
Identifying and quantifying true value in M&A, private placements and counterparty assessments:
- Including IP Assets, freedom to operate, financial crime risks, business model review
- Stakeholder due diligence
- Legal, compliance, operational and IT due diligence
Licensing/ Authorisation
Supporting your journey to become authorised/ licensed/ regulated by the relevant financial services regulator in your target jurisdiction:
- Assessing what permissions are required
- Selling or acquiring regulated entities
- Risk assessments, Policies and procedures
- Onboarding framework
Regulatory Interventions
Assisting with responding to regulatory interventions:
- s166/ Special audits / Vendor selection
- Due diligence/ remediation
- Asset tracking/ recovery
- Fund repatriation oversight
- Regulatory intervention support
- Client population reviews
- International whistleblowing
Lucom was set up in 2016 with a view to build a multi disciplinary advisory business that could assist its clients with compliance and regulatory issues without being restricted by business line or jurisdiction.
Our support includes determining where to get licensed, for what activities and how to best respond to regulatory interventions. We also provide comprehensive due diligence and company profiling services to support investment, merger and acquisition decisions or to analyse complex, opaque client structures.
Over the years, we have grown into a discreet and trusted partner for businesses worldwide, offering comprehensive solutions to their regulatory challenges. Our team leverages its diverse backgrounds and deep knowledge to provide expert guidance and support, ensuring compliance and success in an ever-changing regulatory landscape.
